Tools - SAFE Fiduciary Assessment
As an advisor, you are a fiduciary for your client's money. With that comes the responsibility that you will make decisions at all times that are in your client's best interests. How are you doing towards this objective?
Doing What's Right for Your Client, Every Time
ActiFi has partnered with fi360, the nation's preeminent organization on advisory fiduciary excellence, to create the Online Self-Assessment of Fiduciary Excellence (SAFE). The primary purpose of SAFE is to assess whether your investment decision-making process meets a fiduciary standard of care.
TAKE THE ONLINE SAFE TODAY
What Is SAFE
This SAFE is specifically written to define a global fiduciary standard of excellence for Investment Advisors. Similar to the role of the Investment Steward, the Investment Advisor manages a client's overall investment strategy. The primary difference is that the Advisor is a regulated professional.
The term is intended to be inclusive of wealth managers, financial advisors, trust officers, investment consultants, financial consultants, and financial planners who provide comprehensive and continuous investment advice.
The questions contained in the SAFE are based on the Investment Fiduciary Practices and Criteria outlined in the handbook, Prudent Practices for Investment Advisors (U.S. Edition).
By following a structured process, as defined by these Practices, the fiduciary can be confident that critical components of an investment strategy are being properly implemented. |
Sample SAFE - Click to Enlarge
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Take the Online SAFE today.
If you're interested in offering a customized version of SAFE to your clients, contact ActiFi.
